† Corresponding author. E-mail:
Project supported by the National Key R&D Program of China (Grant Nos. 2017YFB0701501, 2017YFB0701502, and 2017YFB0701503).
Atomistic characterization of chemical element distribution is crucial to understanding the role of alloying elements for strengthening mechanism of superalloy. In the present work, the site preferences of two alloying elements X–Y in γ-Ni of Ni-based superalloy are systematically studied using first-principles calculations with and without spin-polarization. The doping elements X and Y are chosen from the 27 kinds of 3d, 4d, 5d group transition metals (Sc, Ti, V, Cr, Mn, Fe, Co, Cu, Zn, Y, Zr, Nb, Mo, Tc, Ru, Rh, Pd, Ag, Cd, Hf, Ta, W, Re, Os, Ir, Pt, Au) and Al. We find that the spin-polarized calculations for Re–Re, Re–Ru, Re–Cr, Ru–Cr show a strong chemical binding affinity between the solute elements and are more consistent with the experimental results. The binding energies of pairs between the 28 elements have an obvious periodicity and are closely related the electronic configuration of the elements. When the d-electrons of the element are close to the half full-shell state, two alloying elements possess attractive binding energies, reflecting the effect of the Hund’s rule. The combinations of early transition metals (Sc, Ti, V, Y, Zr, Nb, Hf, Ta) have a repulsive interaction in γ-Ni. These results offer insights into the role of alloying elements for strengthening mechanism of superalloy.
Ni-base superalloys are unique high temperature materials, which display excellent high-temperature properties, such as strength, ductility, fracture toughness, fatigue resistance, creep resistance, and oxidation resistance.[1,2] Increasing demands for applications of such materials, mostly used in turbine blades of aircraft jet engines and land-based power generators, drive continued development of these alloys to perform in extreme conditions. The superalloys are characterized by cubical γ′ precipitates (L12, ordered face-centered cubic (fcc), intermetallic compounds Ni3Al) embedded in the γ matrix (disordered fcc, solid solution Ni).[1] In order to strengthen the single-crystal superalloys, nearly 10 elements are usually doped to improve the high temperature mechanical properties and their lifetime. Transition alloying elements Ti, Co, Cr, Nb, Mo, Ru, Ta, Hf, W, and Re are added to enhance the high-temperature properties. The elements Al and Ta are enriched in the γ′ phase, while the elements Co, Cr, Mo, W, Re, and Ru are enriched in the γ matrix phase. Solid solution strengthening of the γ matrix is one key factor for improving the creep strength of Ni-base superalloys at high temperatures. Creep processes are largely controlled by the thermally activated motion of dislocations in the matrix phase, which requires dislocation climb at the γ/γ′ interfaces. Elemental diffusion strongly influences the dislocation motion, thus it is important to consider the interaction of the solute elements. Among these alloying elements, Re remarkably improves the strength and creep resistance. The content of Re is considered as one of the characteristics in different-generation single-crystal superalloys, and in the newly developed fourth- and fifth-generation single-crystal superalloys.
However, no widely convinced mechanism has been conferred for the strengthening effect of Re until now. It was proposed that Re is present in the form of clusters in γ and acts as efficient obstacles for dislocation motion. Based on the results of one-dimensional atom probe (1DAP), Re clustering postulate was first suggested by Blavette et al.[3–5] Wanderka et al.[6] further used atom probe tomography (APT) to study the superalloy CMSX-4 and also concluded the formation of Re cluster. Rüsing et al.[7] used the more advanced three-dimensional atom probe (3DAP) and concluded that Re forms clusters with sizes of about 1 nm and mutual average distances of 20 nm. Mottura et al.[8] drew a contrary conclusion by using APT method, which took into account the detection efficiency and positional scatter of the atoms, and a purpose-built algorithm was used to analyze the atom probe datasets. They showed that the fluctuation in the ladder diagrams may be due to the random variation in the solute atoms and no solute clusters were detected in the Ni–Re binary alloys or the CMSX-4 single-crystal superalloys.[8,9] The experimental x-ray absorption fine structure (EXAFS) spectra were also compared to the simulated spectra, and it was shown that the experimental Ni–Re alloy does not display the double peaks in the spectra and Re will not form clusters.[10]
In addition to these experimental studies, simulation methods were also used to check whether Re forms clusters or not in superalloys. The ab initio density functional theory simulations showed strong negative binding energies between Re–Re nearest neighbor pairs, and the repulsion energy for Re–Re pairs is rapidly reduced as the atoms are placed further apart.[10,11] Zhu et al.[12] used molecular dynamics (MD) simulations to calculate the binding energies of Re clusters in the Ni–Al–Re system and the results showed strong binding energies between Re atoms and indicated that Re tends to form clusters in the γ phase.
From a physical point of view, the co-segregation of Re with other alloying elements may be responsible for the strengthening effect of Re. The clusters built up by a couple of Re-solute atoms may play a major role in improving the creep strength of Re-containing superalloys.[13] Though not much information is available with the synergistic effects of Re with other alloying elements, some studies do give some indications of the synergy. Smith[14] studied a series of simple model alloys and showed that Cr strongly affects the partitioning of Re. And Re could not strengthen the superalloys without the addition of Cr. The following work of Chen et al.[15] showed similar behavior of the effect of Cr on Re and some bright contrast regions in the γ phase near the γ/γ′ interface were found. Recently, Ge et al.[16] studied the distribution of Re in a second-generation single-crystal superalloy DD6 using high-angle annular dark-field scanning transmission electron microscope (HAADF–STEM) with the energy-dispersive spectroscopy (EDS) mapping. They suggested that Re and W may form clusters with sizes of about 1–2 nm in the γ phase close to the γ/γ′ interface in crept superalloys, while no such clusters could be found near the γ/γ′ interface before creep test. Co-segregation of Re with Co and Cr was observed at the tips of protrusions at the γ/γ′ interface. As a result of coupling between the interfacial dislocation motion and the co-segregation of Re with Co and Cr, the creep rate in the steady creep regime was slowed down.[17] Yu et al.[18] used transmission electron microscopy and first-principles calculations to show that Re and Ru have a strong interaction, which results in the repartitioning of Re to the γ phase. Huang et al.[19] demonstrated that correlated element–element binding energies play a key role in the observed Ni retention-excesses at the γ-Ni/γ′-Ni3Al interfaces during aging and evolution of the precipitates. In order to obtain deeper insight into the electronic mechanism of the element distribution, further theoretical calculations are needed to understand the interaction of Re element with other alloying elements at atomic-scale.
In the present work, via studying the binding energy of two doping elements, the site preferences of two alloying elements X–Y in γ-Ni of Ni-based superalloy are systematically studied using first-principles calculations with and without spin-polarization. The doping elements X and Y are chosen from the 27 kinds of 3d, 4d, 5d group transition metals (Sc, Ti, V, Cr, Mn, Fe, Co, Cu, Zn, Y, Zr, Nb, Mo, Tc, Ru, Rh, Pd, Ag, Cd, Hf, Ta, W, Re, Os, Ir, Pt, Au) and Al. We find that the spin-polarized calculations for Re–Re, Re–Ru, Re–Cr, Ru–Cr show a strong chemical binding affinity between the solute elements and more consistent with the experimental results. The binding energies of pairs between the 28 elements have an obvious periodicity and are closely related the electronic configurations of the elements. When d-electrons of an element is close to the half full-shell state, the doping element possesses an attractive binding energy, reflecting the effect of the Hund’s rule. Meanwhile, the combination of early transition metals (Sc, Ti, V, Y, Zr, Nb, Hf, Ta) has a repulsive interaction in γ-Ni.
The first-principles calculations are based on electronic density-functional theory (DFT) and have been carried out using Vienna ab initio simulation package (VASP).[20–23] The electronic wave functions are expanded in plane waves with a kinetic-energy cutoff of 350 eV. For the DFT calculations, the projector augmented wave method[24] and the generalized gradient approximation of Perdew, Burke, and Ernzerhof[25] are used. A combination of conjugate gradient and quasi-Newton optimization methods is employed in this work to achieve faster geometry optimization due to high computational cost for calculating these large supercell systems. The volumes of all structures and the atomic arrangements are fully relaxed. The convergence criteria for the total energy and forces are chosen as 10−5 eV and 0.02 eV/Å, respectively. The Brillouin zone integrations are performed using Monkhorst–Pack[26]k-point meshes, a 5 × 5 × 5 k-point mesh is used for the 3 × 3 × 3 supercells, which is found to be sufficient to give fully converged results. We use the first-order Methfessel–Paxton[27] technique with the smearing parameter of 0.1 eV. The set of criteria achieves the generalized sufficient convergence condition. Spin-polarized and non-spin-polarized calculations are performed in the present study to take into account the effect of magnetism.
Throughout this work, a 108 atom supercell model is used as shown in Fig.
![]() | Fig. 1. (color online) The nine nearest neighbor pairs considered in 3 × 3 × 3 108 atoms supercell model. |
![]() | Table 1. The nine nearest neighbor pairs are considered in 108 atoms model. . |
The binding energy between two doping defects at an ith NN distance is calculated by subtracting the total energy of the system with the two doping defects at the ith NN distance from the total energy of the system with the two doping defects at infinity.[19] It is given by
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In the previous work, Mottura et al.[11] concluded that magnetism is expected to have little effect on the binding energies of Re–Re, Ta–Ta, W–W pairs in the fcc-Ni lattice. To verify this conclusion, the binding energies between Re–Re, W–W, and Ta–Ta pairs are firstly calculated and the data are given in Table
![]() | Table 2. The binding energies (in eV) between Re–Re, W–W, and Ta–Ta pairs at different distances in single-crystal nickel-based superalloys. . |
As shown in Table
The binding energies between X(Re, Ru)–Y(Re, W, Ta, Ru, Mo, Co, Cr, Al) pairs in Ni106XY system vs. X–Y separate distance are shown in Fig.
We next discuss the effect of magnetism on the binding energies of an X–Y 1st NN pair by comparing the spin-polarized and non-spin-polarized calculations. The results are plotted in Fig.
The detailed binding energies between X (Re, W, Ta, Ru, Mo, Co, Cr, Al) and Y (Re, W, Ta, Ru, Mo, Co, Cr, Al) pairs with 1st NN, 2nd NN, and 11th NN distances are listed in Table
![]() | Table 3. The binding energies (in eV) between X(Re, W, Ta, Ru, Mo, Co, Cr, Al)–Y(Re, W, Ta, Ru, Mo, Co, Cr, Al) pairs in Ni106XY system at 1st NN, 2nd NN, and 11th NN distances. . |
Figure
In order to systematically study the interactions between elements in the periodic table and to explore the rules from the data, we calculate the binding energies between combinations of the 28 elements. The binding energies of X–Y pairs in Ni106XY system at 1st NN by spin polarized calculation and non-spin polarized calculation are shown in Figs.
![]() | Fig. 6. The binding energies between X(3d, 4d, 5d transition metals and Al)–Y(3d, 4d, 5d transition metals and Al) pairs in Ni106XY system at 1st NN distance by spin polarized calculation. |
![]() | Fig. 7. The binding energies between X(3d, 4d, 5d transition metals and Al)–Y(3d, 4d, 5d transition metals and Al) pairs in Ni106XY system at 1st NN distance by non-spin polarized calculation. |
In Figs.
This law may be related to the spin coupling between the incomplete d shells and the conduction electrons which leads to a tendency for a ferromagnetic alignment of the d electrons. Specific deep-level physics mechanism will be in-depth studied in future research. Additionally, further work studying the effects of alloy elements from electronic structure will always be of great importance.
The site preferences of two alloying elements X–Y in γ-Ni of Ni-based superalloy are systematically studied using first-principles calculations with and without spin-polarization. The doping elements X and Y are chosen from the 27 kinds of 3d, 4d, 5d group transition metals (Sc, Ti, V, Cr, Mn, Fe, Co, Cu, Zn, Y, Zr, Nb, Mo, Tc, Ru, Rh, Pd, Ag, Cd, Hf, Ta, W, Re, Os, Ir, Pt, Au) and Al. We find that the spin-polarized calculations for Re–Re, Re–Ru, Re–Cr, Ru–Cr show a strong chemical binding affinity between the solute elements and more consistent with the experimental results. The binding energies of pairs between the 28 elements have an obvious periodicity and are closely related the electronic configuration of the elements. When the d-electrons of the element is close to the half full-shell state, two alloying elements possess attractive binding energies, this result reflects the effect of the Hund’s rule. The combination of early transition metals (Sc, Ti, V, Y, Zr, Nb, Hf, Ta) have a repulsive interaction in γ-Ni. These results offer insights into the role of alloying elements in strengthening mechanism of superalloy.
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